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Saturday, July 25, 2020 | History

3 edition of Bromberg and Lowenfels on securities fraud & commodities fraud found in the catalog.

Bromberg and Lowenfels on securities fraud & commodities fraud

Alan R. Bromberg

Bromberg and Lowenfels on securities fraud & commodities fraud

by Alan R. Bromberg

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  • 31 Currently reading

Published by Thomson/West in [Eagan, Minn.] .
Written in

    Subjects:
  • Securities -- United States,
  • Securities fraud -- United States

  • Edition Notes

    Includes bibliographical references and index.

    Other titlesSecurities fraud and commodities fraud.
    StatementAlan R. Bromberg, Lewis D. Lowenfels.
    ContributionsLowenfels, Lewis D.
    Classifications
    LC ClassificationsKF1439 .B7 2003
    The Physical Object
    Paginationv. ;
    ID Numbers
    Open LibraryOL16255292M
    OCLC/WorldCa54017038

    4. See 2 A. Bromberg & L. Lowenfels, Securities Fraud & Commodities Fraud § () (); 3 id. § (1); 3 L. Loss, Securities Regulation (2d ed. ). 5. Because the Rule was designed to protect investors from deceptive practices in connection with the purchase or sale of securities, Crane, An Analysis of Causation. Alan R. Bromberg, A.B., Harvard University, J.D., Yale University, is a University Distinguished Professor of Law, Southern Methodist University; of counsel, Jenkens & Gilchrist, a Professional Cor-poration; co-author with Lewis D. Lowenfels of Securities Fraud and Commodities Fraud (), a six-volume treatise published by West Group.

    REv. , () ("Manipulation, like fraud, takes a variety of forms and cannot be exactly defined."). The judicial and administrative regulation of manipulation under the Act is thoroughly covered in Professor Loss' treatises and in A. BROMBERG & L. LOWENFELS, SECURITIES FRAUD & COMMODITIES FRAUD ().Cited by: 2. which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." The language of rule 10b-5 was copied from that of § 17(a) of the Act. 1 A. Bromberg & L. Lowenfels, Securities Fraud & Commodities Fraud .

    Raytheon Mfg. Co., F.2d , (CA2 ); 1 A. Bromberg & L. Lowenfels, Securities Fraud & Commodities Fraud § (), pp. (). [ Footnote 20 ] Securities Acts Amendments of Hearings on S. before the Subcommittee on Securities of the Senate Committee on Banking, Housing and Urban Affairs, 94th Cong., 1st. Attorney Liability under the Securities Laws Marc I. Steinberg Southern Methodist University, This article is adapted from a chapter in Professor Steinberg's forthcoming book on corpo-rate and securities malpractice to be published by the Practising Law Institute. BROMBERG & L. LOWENFELS, SECURITIES FRAUD AND COMMODITIES FRAUD (); L Author: Marc I. Steinberg.


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Bromberg and Lowenfels on securities fraud & commodities fraud by Alan R. Bromberg Download PDF EPUB FB2

Bromberg and Lowenfels on Securities Fraud and Commodities Fraud (Securities Law Publications) [Bromberg, Alan R.] on *FREE* shipping on qualifying offers. Bromberg and Lowenfels on Securities Fraud and Commodities Fraud (Securities.

Bromberg and Lowenfels on Securities Fraud is your key to working effectively with Rule 10b-5 and other anti-fraud provisions. It combines scholarly analysis with practical suggestions for handling investigations, enforcement actions, arbitrations, civil proceedings, and class actions.

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud, Volume 6 Bromberg and Lowenfels on Securities Fraud & Commodities Fraud, Lewis D.

Lowenfels Volume 6 of Securities Fraud and Commodities Fraud, Lewis D. Lowenfels: Authors: Alan R. Bromberg, Lewis D. Lowenfels: Edition: 2: Publisher: Shepard's/McGraw-Hill, Export Citation.

The full contents of the Bromberg & Lowenfels on Securities Fraud and Commodities Fraud treatise have been converted to a new, standard format as part of a broad initiative by the publisher to give all of our information content a standard look and presentation, and to facilitate the publication of that content in multiple media, including online.

Bromberg and Lowenfels on securities fraud & commodities fraud (OCoLC) Named Person: Material Type: Updating loose-leaf: Document Type: Continually Updated Resource: All Authors / Contributors: Alan R Bromberg; Lewis D Lowenfels.

Bromberg and Lowenfels on securities fraud. [Alan R Bromberg; Lewis D Lowenfels] fraud--SEC rule 10b-5 (); Securities fraud and commodities fraud ().

Previously published Securities law, fraud--SEC rule 10b-5 Securities fraud & commodities fraud Securities fraud and commodities fraud: Responsibility: Alan R. Bromberg. Bromberg & Lowenfels on Securities Fraud: guides you through the latest responsibilities and liabilities of broker-dealers in securities, including churning, suitability, markups on over-the-counter securities, penny stocks and failure to supervise.

Alan R. Bromberg and Lewis D. Lowenfels, Bromberg & Lowenfels on Securities Fraud & Commodities Fraud, 2d ed. (KFB and on Westlaw). This multi-volume work is the leading treatise on securities fraud. see 3 a. bromberg & l. lowenfels, securities fraud & commodities fraud § ()-() () (discussion of numerous traditional insider trading cases).

The rich, but publiclyCited by: 6. See 2 ALAN R. BROMBERG & LEWIS D. LOWENFELS, BROMBERG AND LOWENFELS ON SECURITIES FRAUD AND COMMODITIES FRAUD § (2d ed) (noting that "[t]he duty to the trading market to correct one's own prior statements had been recognized as part of the general 10b-5 obligation to keep the market apprised of material information, or.

Additional Physical Format: Online version: Bromberg, Alan R. Securities fraud & commodities fraud. Colorado Springs: Shepard's, (OCoLC) Beginning with Release #14, Novembertitle changed to: Bromberg and Lowenfels on securities fraud.

Description: v. (loose-leaf) ; 26 cm. Other Titles: Securities fraud Bromberg and Lowenfels on securities fraud & commodities fraud Bromberg and Lowenfels on securities fraud and commodities fraud Securities fraud & commodities fraud.

Bromberg and Lowenfels on securities fraud & commodities fraud "Bromberg and Lowenfels on Securities Fraud is your key to working effectively with Rule 10b-5 and other antifraud provisions.

It combines scholarly analysis with practical suggestions for handling investigations, enforcement actions, arbitrations, civil proceedings, and class actions.

See generally 2 ALAN R. BROMBERG & LEWIS D. LOWENFELS, BROMBERG AND LOWENFELS ON SECURITIES FRAUD & COMMODITIES FRAUD (hereinafter "BROMBERG") § () (9) (2d ed) (collecting cases). It would be justified too in concluding from the fact that Dirks and his wife received commissions on half of the entire offering that they knew.

fraud nor the purchase or sale of securities will yield a 10b-5 violation. unless the fraud was in connection with the purchase or sale. This. article addresses the problem involved in determining when the.

fraud is in fact in connection with a purchase or sale of securities. author with Alan R. Bromberg of Bromberg and Lowenfels on Securities Fraud and Commodities Fraud (2d ed. 1 ), a six-volume treatise published by West Group. Alan R. Bromberg, A.B., Harvard University, J.D., Yale University, is a University, Distin-guished Professor of Law, Southern Methodist University; of counsel, Jenkens & Gilchrist.

Bromberg & Lowenfels, Securities Fraud & Commodities Fraud. Seven-volume treatise published by West Group (updated semi-annually) Published Articles (1) Rule 10b-5 and the Stockholder's Derivative Action. 18 Vanderbilt Law Review ().

Bromberg and Lowenfels on Securities Fraud and Commodities Fraud by Alan R. Bromberg; Lewis D. Lowenfels Call Number: KFB76 Full text is ALSO available online with subscription to : Sherry Xin Chen. Lewis D. Lowenfels, Bromberg and Lowenfels on Securities Fraud & Commodities Fraud § () (2d ed.

» and Basic, Inc. Levinson, U.S.() ("The Act was designed to protect investors against manipulation of. see, e.g., alan r. bromberg et al., 5 bromberg & lowenfels on securities fraud & COMMODITIEs FRAUD § (2d ed.

) (stating that fraud-on-the-market class actions, which charge misrepresentations of a public company's finances or prospects, "are commonly filed within days (if not hours)Author: Michael J.

Kaufman, John M. Wunderlich. See 2 ALAN R. BROMBERG & LEWIS D. LOWENFELS, BROMBERG AND LOWENFELS ON SECURITIES FRAUD AND COMMODITIES FRAUD § (2d ed) (noting that "[t]he duty to the trading market to correct one's own prior statements had been recognized as part of the general 10b-5 obligation to keep the market apprised of .A.

BROMBERG & L. LOWENFELS, SECURITIES FRAUD & COMMODITIES FRAUD $ (), at [hereinafter cited as BROMBERG & LOWENFELS]. Commodity forward con-tracts are similar to commodity futures contracts; however, they are not traded on exchanges nor are they standardized but rather are individually negotiated.

Id. (), at Author: Marjory D Robertson.Publications: Bromberg & Lowenfels, Securities Fraud & Commodities Fraud, seven-volume treatise published by West Group (updated semi-annually); Rule 10b-5 and the Stockholder's Derivative Action. 18 Vanderbilt Law Review (); Implied Liabilities Based upon Stock Exchange Rules.

66 Columbia Law Review (); Private 5/5(1).